Siddons Jay Alexander
The Licensing Examination for Securities and Futures Intermediaries (LE), a practical and market-focused examination for individuals who wish to pursue their careers in the securities and investment industry in Hong Kong. The Securities and Futures Ordinance provides for the implementation of the single licensing regime with 10 types of regulated activity (RA). An individual will need one licence or registration to carry on different types of RA. The LEs have been recognised by the Securities and Futures Commission (SFC) for meeting the competence requirements for individuals in relation to the applications for licences as Representatives and/or Responsible Officers.
Issued on
September 2, 2011
Expires on
Does not expire